Form 10-K: A Hands-On Workshop Webinar

To provide accountants and other financial professionals with a detailed knowledge of how to complete Form 10-K. Participants will gain practical experience by working through examples of actual 10-Ks on an item-by-item basis.

• Benefits of the registrant category “smaller reporting company”
• Regulations S-K and S-X
• Detailed review of each 10-K item, specifically:
  – Items 1: Business; and 1A: Risk factors
  – Item 1B: Unresolved SEC staff comments
  – Item 2: Properties
  – Items 3: Legal proceedings; and 4: Mine safety disclosures
  – Item 5: Market for common equity and stockholder matters
  – Item 6: Selected financial data
  – Item 7: MD&A of financial condition and results of operations
  – Item 7A: Quantitative/qualitative disclosures – market risk
  – Item 8: Financial statements and supplementary data
  – Item 9: Changes and disagreements with accountants on financial information and disclosures
  – Items 9A and 9A(T): Controls and procedures; and 9B: Other information
  – Item 10: Directors, executive officers and corporate governance
  – Item 11: Executive compensation
  – Item 12: Security ownership of certain beneficial owners and management
  – Item 13: Certain relationships and related transactions and director independence
  – Items 14: Principal accounting fees/services; and 15: Exhibits
• CEO and CFO certifications and complying with Sarbanes-Oxley