Risk Management: Internal Controls & Fraud Prevention Webinar | CPE Online

International Accounting Day Flash Sale · Save 30% on CPE for 3 days only. Use code 3DAYCPE at checkout.

Risk Management: Internal Controls & Fraud Prevention Webinar

share icon
Link Copied!

Available Formats:

Live Webinar
Self-Study
Live Webinar

$329

CPE Credits: 8 Hours
View Dates
Overview
Objective
Emphasis
View Dates
Overview

Risk management is evolving rapidly as organizations face increasingly complex financial, operational, and technology-driven threats. This course provides a practical, structured approach to building and strengthening an effective risk management and internal control framework, with a focus on enterprise risk management (ERM), fraud prevention, and emerging opportunity and risk areas, including AI. You’ll gain insight into:

  • How to design and implement a structured, effective risk management and internal control framework
  • Key emerging risks, including cybersecurity, AI, climate, and macroeconomic pressures

  • Practical approaches to managing third-party risk, strengthening controls, and preventing fraud

Objective

To provide CPAs and other finance professionals with a practical understanding of risk management and internal controls, enabling them to develop effective ERM frameworks, address emerging risks, and strengthen fraud prevention and compliance efforts.

Emphasis
  • Eight building blocks of a successful risk management program
  • How to establish an effective framework for Enterprise Risk Management (ERM)
  • SEC disclosures: risk factors
  • SEC concept release
  • Cybersecurity and AI risks and concerns
  • New rules around climate change and climate risks
  • The impacts of: 
    – Geopolitical conflict
    – Tariffs
    – Trade
    – Inflation
    – Interest rates
  • The intersection of risk management and AI, including:
    – Foundation models
    – Generative AI
    – Agentic AI
  • Third party risks and SOC reports
  • The convergence of cyber risks and AI in 2026
View Dates
Date Time Subscriptions
Tue, Nov 10, 2026 Code WA217KCPR03226 8:30 AM – 5:00 PM PT Register
Wed, Nov 11, 2026 Code WA217KCPR01126 8:30 AM – 5:00 PM ET Register
Wed, Nov 18, 2026 Code WA217KCPR01226 8:30 AM – 5:00 PM ET Register
Wed, Nov 18, 2026 Code WA217KCPR03326 8:30 AM – 5:00 PM PT Register
Thu, Nov 19, 2026 Code WA217KCPR01326 8:30 AM – 5:00 PM ET Register
Sat, Nov 21, 2026 Code WA217KCPR01426 9:00 AM – 5:30 PM ET Register
Mon, Nov 23, 2026 Code WA217KCPR03426 8:30 AM – 5:00 PM PT Register
Tue, Nov 24, 2026 Code WA217KCPR02126 8:30 AM – 5:00 PM CT Register
Tue, Dec 1, 2026 Code WA217LCPR03026 8:30 AM – 5:00 PM PT Register
Mon, Dec 7, 2026 Code WA217LCPR01026 8:30 AM – 5:00 PM ET Register
Thu, Dec 10, 2026 Code WA217LCPR02026 8:30 AM – 5:00 PM CT Register
Sat, Dec 12, 2026 Code WA217LCPR01126 9:00 AM – 5:30 PM ET Register
Wed, Dec 16, 2026 Code WA217LCPR03126 8:30 AM – 5:00 PM PT Register
Thu, Dec 17, 2026 Code WA217LCPR01226 8:30 AM – 5:00 PM ET Register
Fri, Dec 18, 2026 Code WA217LCPR01326 8:30 AM – 5:00 PM ET Register
Tue, Dec 22, 2026 Code WA217LCPR01426 8:30 AM – 5:00 PM ET Register
Wed, Dec 23, 2026 Code WA217LCPR03226 8:30 AM – 5:00 PM PT Register
Mon, Dec 28, 2026 Code WA217LCPR02126 8:30 AM – 5:00 PM CT Register
Tue, Dec 29, 2026 Code WA217LCPR03326 8:30 AM – 5:00 PM PT Register
Wed, Dec 30, 2026 Code WA217LCPR02226 8:30 AM – 5:00 PM CT Register
Thu, Dec 31, 2026 Code WA217LCPR01526 8:30 AM – 5:00 PM ET Register
Fri, Jan 8, 2027 Code WA217ACPR01027 8:30 AM – 5:00 PM ET Register
Wed, Jan 13, 2027 Code WA217ACPR03027 8:30 AM – 5:00 PM PT Register
Mon, Jan 18, 2027 Code WA217ACPR02027 8:30 AM – 5:00 PM CT Register
Fri, Jan 22, 2027 Code WA217ACPR01127 8:30 AM – 5:00 PM ET Register
Thu, Jan 28, 2027 Code WA217ACPR03127 8:30 AM – 5:00 PM PT Register
Tue, Feb 2, 2027 Code WA217BCPR02027 8:30 AM – 5:00 PM CT Register
Mon, Feb 8, 2027 Code WA217BCPR01027 8:30 AM – 5:00 PM ET Register
Thu, Feb 18, 2027 Code WA217BCPR01127 8:30 AM – 5:00 PM ET Register
Sat, Feb 20, 2027 Code WA217BCPR03027 9:00 AM – 5:30 PM PT Register
Fri, Feb 26, 2027 Code WA217BCPR03127 8:30 AM – 5:00 PM PT Register

Available Formats:

Live Webinar
Self-Study
Live Webinar

$329

CPE Credits: 8 Hours
View Dates

This course is included in the following subscriptions:

Valid Subscriptions:
Not available
Anytime Subscription
Self-Study Subscription
Combo Subscription
Evening/Weekend Subscription

Need more than one course? Upgrade to a subscription and save.

View Subscriptions
Prerequisite
None
Level of Knowledge
Overview
CPE Credits
8 Hours
NASBA Field of Study
Auditing
CPE Subscriptions: A Better CPE Experience
  • Earn all your credits in one place--no more separate providers.  We're your one-stop-shop to complete your CPE requirements fast.
  • General & state-specific ethics courses are included at no additional cost.  (When we say in one place, we mean it!)
  • Convenience meets flexibility with CPE Subscription options that align with your schedule, no matter how busy you are. 

 

Learn More

Related Courses

AI for Fraud Detection & Forensic Accounting: A Practical Hands-On Training Webinar
SEC Reporting
Live Webinar
2 Credits
$199.00
Learn More
Link
AI Governance & Internal Controls for Financial Reporting Webinar
SEC Reporting
Live Webinar
1 Credit
$69.00
Learn More
Link
Audit Committee's Role in Financial Reporting & Oversight Webinar
SEC Reporting
Live Webinar
1 Credit
$69.00
Learn More
Link
Beyond the Checklist - The Strategic Value of SOC Reports Webinar
Financial Accounting
Live Webinar
1 Credit
$69.00
Learn More
Link
Blockchain Technology: Distributed Ledger Technology (DLT) Webinar
SEC Reporting
Live Webinar
4 Credits
$159.00
Learn More
Link
cpr010Enhancing SOX Programs Through Fraud Risk Management Webinar
Financial Accounting
Live Webinar
1 Credit
$69.00
Learn More
Link
Cryptocurrencies & Blockchain Technology: The Impact on Finance & Accounting Webinar
SEC Reporting
Live Webinar
2.5 Credits
$129.00
Learn More
Link
Cybersecurity & Ransomware Webinar
SEC Reporting
Live Webinar
1 Credit
$109.00
Learn More
Link
Cybersecurity: How to Deal with the Risks, Hidden Threats & the Latest Financial Reporting Disclosures Webinar
SEC Reporting
Live Webinar
8 Credits
$419.00
Learn More
Link
Cybersecurity: New SEC Rules, Legislative Developments & Other Regulations Webinar
SEC Reporting
Live Webinar
1 Credit
$79.00
Learn More
Link

Risk Management: Internal Controls & Fraud Prevention Self-Study Webinar

share icon
Link Copied!

Available Formats:

Live Webinar
Self-Study
Self-Study

$329

CPE Credits: 11 Hours
Add To Cart
Overview
Objective
Emphasis
Overview

Risk management is evolving rapidly as organizations face increasingly complex financial, operational, and technology-driven threats. This self-study webinar provides a practical, structured approach to building and strengthening an effective risk management and internal control framework, with a focus on enterprise risk management (ERM), fraud prevention, and emerging opportunity and risk areas, including AI. You’ll gain insight into:

  • How to design and implement a structured, effective risk management and internal control framework
  • Key emerging risks, including cybersecurity, AI, climate, and macroeconomic pressures

  • Practical approaches to managing third-party risk, strengthening controls, and preventing fraud

Objective

To provide CPAs and other finance professionals with a practical understanding of risk management and internal controls, enabling them to develop effective ERM frameworks, address emerging risks, and strengthen fraud prevention and compliance efforts.

 

DETAILED LEARNING OBJECTIVES

• Understand the purpose and objectives of a risk management program

• Identify the key steps in the risk management process

• Recognize methods used to identify internal and external risks

• Evaluate risks using likelihood and impact analysis

• Understand risk response strategies including avoidance, reduction, transfer, and acceptance

• Explain the importance of ongoing monitoring and risk review

• Identify key documentation components in a risk management framework

• Understand the role of business continuity planning in risk mitigation

• Recognize the importance of testing controls and identifying weaknesses

• Understand the function and purpose of internal controls

• Explain the principles and structure of enterprise risk management (ERM)

• Differentiate between risk appetite and risk tolerance

• Understand governance responsibilities in overseeing risk management

• Identify SEC requirements related to risk factor disclosures

• Understand the purpose and characteristics of forward-looking statements

• Recognize cybersecurity risks and required organizational disclosures

• Understand governance structures related to cybersecurity oversight

• Identify benefits and limitations of artificial intelligence in risk management

• Recognize how data analytics and AI are used in fraud detection

• Understand key risks associated with third-party relationships

• Identify the purpose and use of SOC reports in evaluating vendors

• Recognize emerging risks from the convergence of cybersecurity and AI

• Differentiate between operational, compliance, and strategic risks

• Understand the importance of data governance and data privacy controls

• Recognize the role of continuous improvement in enhancing risk management processes

Emphasis
  • Eight building blocks of a successful risk management program
  • How to establish an effective framework for Enterprise Risk Management (ERM)
  • SEC disclosures: risk factors
  • SEC concept release
  • Cybersecurity and AI risks and concerns
  • New rules around climate change and climate risks
  • The impacts of: 
    – Geopolitical conflict
    – Tariffs
    – Trade
    – Inflation
    – Interest rates
  • The intersection of risk management and AI, including:
    – Foundation models
    – Generative AI
    – Agentic AI
  • Third party risks and SOC reports
  • The convergence of cyber risks and AI in 2026

Available Formats:

Live Webinar
Self-Study
Self-Study

$329

CPE Credits: 11 Hours
Add To Cart

This course is included in the following subscriptions:

Valid Subscriptions:
Not available
Anytime Subscription
Self-Study Subscription
Combo Subscription
Evening/Weekend Subscription

Need more than one course? Upgrade to a subscription and save.

View Subscriptions
Prerequisite
None
Level of Knowledge
Overview
CPE Credits
11 Hours
NASBA Field of Study
Auditing
CPE Subscriptions: A Better CPE Experience
  • Earn all your credits in one place--no more separate providers.  We're your one-stop-shop to complete your CPE requirements fast.
  • General & state-specific ethics courses are included at no additional cost.  (When we say in one place, we mean it!)
  • Convenience meets flexibility with CPE Subscription options that align with your schedule, no matter how busy you are. 

 

Learn More

Related Courses

AI Governance & Internal Controls for Financial Reporting Self-Study Webinar
SEC Reporting
Self-Study
1.5 Credits
$69.00
Learn More
Link
Audit Committee's Role in Financial Reporting & Oversight Self-Study Webinar
SEC Reporting
Self-Study
1.5 Credits
$69.00
Learn More
Link
Beyond the Checklist - The Strategic Value of SOC Reports Self-Study Webinar
Financial Accounting
Self-Study
1.5 Credits
$69.00
Learn More
Link
Blockchain Technology: Distributed Ledger Technology (DLT) Self-Study Webinar
SEC Reporting
Self-Study
5 Credits
$159.00
Learn More
Link
Cryptocurrencies & Blockchain Technology: The Impact on Finance & Accounting Self-Study Webinar
SEC Reporting
Self-Study
3.5 Credits
$129.00
Learn More
Link
Cybersecurity: How to Deal with the Risks, Hidden Threats & the Latest Financial Reporting Disclosures Self-Study Webinar
SEC Reporting
Self-Study
11 Credits
$419.00
Learn More
Link
Cybersecurity: New SEC Rules, Legislative Developments & Other Regulations Self Study Webinar
SEC Reporting
Self-Study
1.5 Credits
$79.00
Learn More
Link
Data Privacy & Security in the International Environment Self Study Webinar
SEC Reporting
Self-Study
1.5 Credits
$99.00
Learn More
Link
Digital Assets & Fintech: Emerging Issues Self-Study Webinar
SEC Reporting
Self-Study
1.5 Credits
$69.00
Learn More
Link
Enhancing SOX Programs Through Fraud Risk Management Self-Study Webinar
Financial Accounting
Self-Study
1.5 Credits
$69.00
Learn More
Link