SEC Enforcement & FCPA Compliance: The Current Landscape Webinar
Overview
This course provides a practical update on recent SEC and Foreign Corrupt Practices Act (FCPA) enforcement developments, including emerging enforcement trends, organizational and policy changes, notable case studies, and evolving expectations around self-disclosure and corporate compliance programs. Participants will gain insight into how current enforcement activity is shaping risk management, governance, and compliance strategies for organizations operating in an increasingly scrutinized regulatory environment. You’ll gain insight into:
- Recent SEC and FCPA enforcement trends, policy developments, and regulatory priorities
- The evolving role of whistleblower programs, voluntary self-disclosure, and corporate cooperation in enforcement actions
- Practical lessons from enforcement case studies and strategies for strengthening compliance and reducing regulatory risk
Objective
To provide CPAs and other finance professionals with a practical understanding of current SEC, DOJ, and FCPA enforcement developments, enabling them to assess regulatory risks, evaluate compliance program effectiveness, and better prepare for evolving enforcement expectations and corporate accountability requirements.
Emphasis
- SEC enforcement trends:
– Structural changes
– 2025 annual report on enforcement results
– Revisions to enforcement manual - FCPA enforcement trends:
– Comparing enforcement actions against corporate vs. individual defendants
– Top 10 FCPA corporate enforcement actions by US resolution amount
– FCPA enforcement pause and Blanche Memorandum ending the pause
– Corporate enforcement case studies - Whistleblower activity and voluntary self-disclosure:
– Legislative background
– SEC whistleblower program fundamentals
– DOJ Corporate Whistleblower Awards Pilot Program - DOJ corporate enforcement:
– White collar enforcement plan
– Corporate resolutions by the numbers - Best practice considerations
Speakers
Michael Diamant, Partner, Gibson Dunn
Melissa Farrar, Partner, Gibson Dunn
View Dates
| Date | Time | Subscriptions | Register |
|---|---|---|---|
| Tue, Nov 10, 2026 Code WC253A1KCPR01026 | 2:00 PM – 3:30 PM ET | Register | |
| Wed, Nov 18, 2026 Code WC253A1KCPR03026 | 10:00 AM – 11:30 AM PT | Register | |
| Wed, Nov 25, 2026 Code WC253A1KCPR02026 | 10:00 AM – 11:30 AM CT | Register | |
| Thu, Dec 3, 2026 Code WC253A1LCPR02026 | 8:00 AM – 9:30 AM CT | Register | |
| Fri, Dec 18, 2026 Code WC253A1LCPR03026 | 10:00 AM – 11:30 AM PT | Register | |
| Wed, Dec 30, 2026 Code WC253AILCPR01026 | 9:00 AM – 10:30 AM ET | Register | |
| Wed, Jan 6, 2027 Code WC253A1ACPR03027 | 2:00 PM – 3:30 PM PT | Register | |
| Fri, Jan 15, 2027 Code WC253AIACPR02027 | 9:00 AM – 10:30 AM CT | Register | |
| Tue, Jan 26, 2027 Code WC253A1ACPR01027 | 11:00 AM – 12:30 PM ET | Register | |
| Thu, Feb 4, 2027 Code WC253A1BCPR03027 | 12:00 PM – 1:30 PM PT | Register | |
| Mon, Feb 15, 2027 Code WC253A1BCPR02027 | 9:00 AM – 10:30 AM CT | Register | |
| Wed, Feb 24, 2027 Code WC253A1BCPR01027 | 12:00 PM – 1:30 PM ET | Register |
This course is included in the following subscriptions:
Need more than one course? Upgrade to a subscription and save.
View Subscriptions