Overview:
This webinar will discuss key challenges faced by multinational companies when dealing with ethics, FCPA, fraud and the disclosure process in an international environment. Specifically, the focus will be on:
- International risk compliance
- FCPA hidden traps
- Foreign government anti-corruption measures
- Effective compliance programs
- Ethics training for employees, field inspections and more
Objective:
Legal and compliance experts will provide you with guidance for maintaining ethical standards in the international marketplace, while complying with FCPA and other foreign government anti-corruption measures. They will also show you best practices for conducting an investigation within your company.
SPEAKERS:
David Bligh, Director, AlixPartners
Evan Singer, Partner, Security Litigation & SEC Enforcement, Jones Day
Arielle Tobin, Director, Risk & Regulatory Legal Group, Charles Schwab
Emphasis:
- US & International Enforcement
-
Motivation for Fraud
- Cooperation with SEC
- Individual accountability -
FCPA & Foreign Government Anti-Corruptions Measures
- Enforcement actions - Key FCPA updates
- Criminal and civil penalties
- International bribery regulations
- Statute of limitations
-
Whistleblowers
- Bounty and retaliation provision
rules -
Internal Investigations
- Who will conduct and oversee?
- Managing the investigation
- Data preservation and collection
- Disclosing findings
- Reporting “up-the-ladder” under
SOX
- Attorney-client privilege
- Remediation -
Ethics Programs
- Ethics policy vs. code of conduct
- Bribery
- Insider trading
- Harassment -
Compliance Programs
- Proactive and reactive - 10 Compliance strategies to Consider
.