Best Practices for Managing Corporate Ethics & Compliance Risks | CPE Online

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Best Practices for Managing Corporate Ethics & Compliance Risks Webinar

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Available Formats:

Live Webinar
Self-Study
Live Webinar

$69

CPE Credits: 1 Hour
View Dates
Overview
Objective
Emphasis
View Dates
Overview

Periodic risk assessments are essential to any business. In this program, you will learn how to implement successful compliance and ethics programs based on DOJ guidelines, as well as how to manage specific risks, and deal with third parties and investigations. Experts will discuss:

  • State and federal laws
  • Leading current guidance
  • Key hallmarks and risks
  • Takeaways
Objective

Learn the importance of implementing successful compliance and ethics programs and performing periodic risk assessments in order to protect your business.

Emphasis
  • Effective Compliance Programs
    – Delaware duties
    – Federal corporate sentencing guidelines
    – Hallmarks of effective programs
  • Incentives
  • Clawback Pilot Program
  • Program Structure
  • Relevant DOJ Guidelines for Evaluating Programs
  • Risk Assessment
  • Third Parties
  • Electronic Communications
  • Autonomy & Resources
  • Implementation
  • Continuous Improvement—Periodic Testing & Review
  • Confidential Reporting & Investigations
  • Incentives & Disciplinary Measures
View Dates
Date Time Subscriptions
Wed, Nov 25, 2026 Code WA405KCPR01126 2:00 PM – 3:00 PM ET Register
Fri, Dec 4, 2026 Code WA405LCPR01026 10:00 AM – 11:00 AM ET Register
Fri, Dec 11, 2026 Code WA405LCPR03026 1:00 PM – 2:00 PM PT Register
Wed, Dec 23, 2026 Code WA405LCPR01126 10:00 AM – 11:00 AM ET Register
Thu, Jan 7, 2027 Code WA405ACPR01027 1:00 PM – 2:00 PM ET Register
Fri, Jan 15, 2027 Code WA405ACPR03027 12:00 PM – 1:00 PM PT Register
Tue, Jan 19, 2027 Code WA405ACPR01127 10:00 AM – 11:00 AM ET Register
Fri, Feb 5, 2027 Code WA405BCPR03027 11:00 AM – 12:00 PM PT Register
Thu, Feb 18, 2027 Code WA405BCPR01027 9:00 AM – 10:00 AM ET Register
Tue, Feb 23, 2027 Code WA405BCPR01127 10:00 AM – 11:00 AM ET Register

Available Formats:

Live Webinar
Self-Study
Live Webinar

$69

CPE Credits: 1 Hour
View Dates

This course is included in the following subscriptions:

Valid Subscriptions:
Not available
Anytime Subscription
Self-Study Subscription
Combo Subscription
Evening/Weekend Subscription

Need more than one course? Upgrade to a subscription and save.

View Subscriptions
Prerequisite
None
Level of Knowledge
Overview
CPE Credits
1 Hour
NASBA Field of Study
Finance
CPE Subscriptions: A Better CPE Experience
  • Earn all your credits in one place--no more separate providers.  We're your one-stop-shop to complete your CPE requirements fast.
  • General & state-specific ethics courses are included at no additional cost.  (When we say in one place, we mean it!)
  • Convenience meets flexibility with CPE Subscription options that align with your schedule, no matter how busy you are. 

 

Learn More

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Best Practices for Managing Corporate Ethics & Compliance Risks Self-Study Webinar

share icon
Link Copied!

Available Formats:

Live Webinar
Self-Study
Self-Study

$69

CPE Credits: 1.5 Hours
Add To Cart
Overview
Objective
Emphasis
Overview

Periodic risk assessments are essential to any business. In this self-study webinar, you will learn how to implement successful compliance and ethics programs based on DOJ guidelines, as well as how to manage specific risks, and deal with third parties and investigations. Experts will discuss:

  • State and federal laws
  • Leading current guidance
  • Key hallmarks and risks
  • Takeaways
Objective

Learn the importance of implementing successful compliance and ethics programs and performing periodic risk assessments in order to protect your business.

 

DETAILED LEARNING OBJECTIVES

• Identify the legal effort directors and officers must expend to ensure an organization’s compliance with applicable statutes and regulations

• Recognize the sources of mandatory corporate compliance programs and federal law 

• Recognize the methodology for the assignment of culpability under the federal sentencing guidelines

• Identify DOJ guidance for evaluating corporate compliance programs

• Recognize the components of leading corporate compliance programs 

• Recognize the characteristics of successful risk assessment programs

Emphasis
  • Effective Compliance Programs
    – Delaware duties
    – Federal corporate sentencing guidelines
    – Hallmarks of effective programs
  • Incentives
  • Clawback Pilot Program
  • Program Structure
  • Relevant DOJ Guidelines for Evaluating Programs
  • Risk Assessment
  • Third Parties
  • Electronic Communications
  • Autonomy & Resources
  • Implementation
  • Continuous Improvement—Periodic Testing & Review
  • Confidential Reporting & Investigations
  • Incentives & Disciplinary Measures

Available Formats:

Live Webinar
Self-Study
Self-Study

$69

CPE Credits: 1.5 Hours
Add To Cart

This course is included in the following subscriptions:

Valid Subscriptions:
Not available
Anytime Subscription
Self-Study Subscription
Combo Subscription
Evening/Weekend Subscription

Need more than one course? Upgrade to a subscription and save.

View Subscriptions
Prerequisite
None
Level of Knowledge
Overview
CPE Credits
1.5 Hours
NASBA Field of Study
Finance
CPE Subscriptions: A Better CPE Experience
  • Earn all your credits in one place--no more separate providers.  We're your one-stop-shop to complete your CPE requirements fast.
  • General & state-specific ethics courses are included at no additional cost.  (When we say in one place, we mean it!)
  • Convenience meets flexibility with CPE Subscription options that align with your schedule, no matter how busy you are. 

 

Learn More

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