Best Practices for Managing Corporate Ethics & Compliance Risks Webinar
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Overview
Periodic risk assessments are essential to any business. In this program, you will learn how to implement successful compliance and ethics programs based on DOJ guidelines, as well as how to manage specific risks, and deal with third parties and investigations. Experts will discuss:
- State and federal laws
- Leading current guidance
- Key hallmarks and risks
- Takeaways
Objective
Learn the importance of implementing successful compliance and ethics programs and performing periodic risk assessments in order to protect your business.
Emphasis
- Effective Compliance Programs
– Delaware duties
– Federal corporate sentencing guidelines
– Hallmarks of effective programs - Incentives
- Clawback Pilot Program
- Program Structure
- Relevant DOJ Guidelines for Evaluating Programs
- Risk Assessment
- Third Parties
- Electronic Communications
- Autonomy & Resources
- Implementation
- Continuous Improvement—Periodic Testing & Review
- Confidential Reporting & Investigations
- Incentives & Disciplinary Measures
This course is included in the following passes:
Need more than one course? Upgrade to a pass and save.
View PassesPrerequisite
None
Level of Knowledge
Overview
CPE Credits
1
Hour
NASBA Field of Study
Finance